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FAQ

Where can I get a list of penny stocks on NSE/BSE?
Penny stocks are highly infamous Amongst the active traders.People often fall for these stocks and then finally realize that these stocks are worthless.These stocks are gaining good ground in the Indian stock market, as fresh inflows and liquidity driving the market higher and higher.After going through 1700+ stocks in NSE, we have compiled a list of penny stocks that are traded on NSE (National stock exchange).Penny stocks below Rs.10:Penny stocks list, trading below Rs.10. But some of these stocks have gone way too high, I have not deleted those stocks.Look at the price as a motivation for investing in Penny stocks. (Price as on 7 February 2019).You will need to check the charts of these stocks. If the stock has given a breakout then buy positions can be taken.Otherwise, just wait and watch. Since these stocks are not actively traded, liquidity and cost of trading can be significantly high.It is therefore advised to check the best bid / best offer before executing a trade.Penny stocks list, trading below Rs.10. But some of these stocks have gone way too high, I have not deleted those stocks.Look at the price as a motivation for investing in Penny stocks. (Price as on 7 February 2019).And Many of the most widely held top holdings in benchmark indices may also get movement in the event of a significant gap up or down in the S&P 500 futures.And Stocks such as Apple Inc.tend to get trades as early at 4 a.m. EST. Pre-Market Trading.Here, since the market is so thin before 8 a.m. EST.Hence, there is a very little benefit to trading so early. What is Pre Market NSE?And In fact, it can be quite risky due to the possible slippage from exceptionally wide bid-ask spreads.Hence, Most brokers begin pre-market access at 8 a.m. EST.And This is when the volume picks up simultaneously across the board.Hence, especially for stocks indicating a gap higher or lower based on news or rumors.And The pre-market indications for a stock can be especially tricky for traders and should only be interpreted lightly. What is Pre Market NSE?Hence, Stocks can appear strong pre-market, only to reverse direction at the normal market open at 9:30 a.m. EST.And Only the most experienced traders should ever consider trading in the pre-market.Therefore, one advantage is the ability to get an early jump on reactions to news releases.And the limited amount of volume can give the perception of strength or weakness.That can be deceptive and false.Thus, when the market opens as real volume comes into play.Hence, Premarket trading can only be executed with limit orders through electronic communication networks.And if you want to invest in a stock market, then you should know how to invest in a stock market.Such as (ARCA), Instinet (INCA), Island (ISLD) and Bloomberg Trade Book (BTRD).Therefore Market makers are not permitted to execute orders until 9:30 a.m. EST. opening bell.What is Pre Market NSEPre-market and after-hours tradingHere, Some of the most important market moves take place outside the NYSE and Nasdaq regular trading session of 9:30 a.m. to 4 p.m.And EST (Eastern Standard Time).Here, Price volatility is driven by forces outside the regular trading session.And knowing how to trade stocks and futures during this period is an opportunity for investors looking to profit. What is Pre Market NSE?Hence, The often-volatile pre-market trading session is widely followed to gauge the market outlook ahead of the regular open.Economic IndicatorsThe Economic indicators are key drivers of price action in the pre-market trading session.Hence, A majority of important economic releases are issued at 8:30 a.m.EST, 1 hour before the New York market opens.And Market reaction to the data can cause substantial price moves and set the trading tone for the day.Hence, The Employment Situation Summary, issued by the Bureau of Labor Statistics at 8:30 a.m.EST on the 1st Friday of every month is the release with the greatest impact on the market.And Other major market-moving reports released at 8:30 a.m.EST include the gross domestic product (GDP).Hence, Looking at the analyst expectations for these numbers will help you understand the market reaction.Usually, the biggest market moves occur.When the number far exceeds or misses the expected forecast.And creating high volatility and the trading risks and opportunities that accompany it. What is Pre Market NSE?Earnings ReleasesHere, Earnings season refers to the period.In which publicly traded companies release their quarterly earnings reports.Earnings season starts 1 or 2 weeks after the end of each quarter.Despite its best efforts, BSE Ltd has ended up with nearly zero market share in the equity derivatives segment, the largest category in the exchange business in India.And notwithstanding a 120-year head start over NSE, its market share in the cash equities segment has dwindled to 13.4%, from 33% ten years ago.Put together, BSE has only a tiny sliver in the market for trading Indian equities.But it’s making the most of its toehold. So far this financial year, transaction fee income in the equity segment is running at an annualized rate of Rs138 crore, and has nearly trebled since FY15 (Rs48.5 crore).Average daily turnover, meanwhile, has risen by just 22% during this period.The huge jump in fee income has been possible because of a differential pricing strategy.Since 1 January 2016, trading members have been asked to pay 10 basis points (bps) as fees for a large number of stocks that are exclusively traded on BSE.Last year, fee for a sub-set within this so-called exclusive segment was raised to 100bps. Such charges are unheard of in the Indian exchange business.Penny stocks usually move when a high-value order is punched, with just a few orders stocks can hit their upper circuit.When trading penny stocks always keep in mind, never build a huge position in any of these stocks.If the market decided to move in the opposite direction then losses can also magnifyPenny stocks need to be considered cautiously, as you can lose more money when compared to mid cap stocks.Also, confirm with your stockbroker, charges such as brokerage and Demat charges could cost you higher for these type of holdings.However, the stocks which have given a nice breakout along with some news. Can be considered low-risk stocks.Trading in penny stocks is like buying a lottery ticket. You can win a jackpot or you will lose all, so be very careful.I personally don’t like trading in penny stocks. Instead, I would prefer buying OTM (out of the money) bank nifty call or put option on expiry day.The risk would be very limited, but potential gains could be extremely high
Can a similar get-rich-quick scheme portrayed in Wolf of Wall Street be successful today?
It's done every day, and the various scams now leverage the Internet as the contact medium of choice (every piece of crap phone has caller ID, lack of land lines, phone "Boiler Rooms" have no near the effectiveness COLD CALLING compared to a very well executed Digital Advertising & MarCom campaign). Entire websites exist pulling "real news" off the AP or Reuters news stream and are intermixed with "experts" giving their "opinions" on a hot new issue or - better yet - an older issue resurrected by new leadership and an influx of cash (typically a loan is made and with the sudden movement in share price from all the new good news, the company (or ratholes, essentially other broker-dealers or individual investors inside the scheme) begin selling their holdings (in a corporation's case they'd be selling existing publicly issued shares they have purchased long ago at par value and stuffed into the Company's Treasury Account). We are not talking huge swings in the per-share price to make a lot of money, pay back the corporate debt and have some insiders make a profit on a company that may look re-energized but is the same old POS dog it was before the slew of new management and deals news hits the wires. A company trading at a penny sees $1.00? You're looking at ridiculous returns. They key is making a market - liquidity. And that is where a highly-targeted, very tactical digital media campaign can really start moving the needle if done correctly.How do I know all this? I'm a longtime digital marketing veteran with a long proven record of very successful digital ad campaigns for Fortune 250 companies...and I went to school for, and am back in, Finance. It's amazing who finds you and crawls out of the woodwork - even fairly well-known companies desperate for capital will resort to these measures.Is it always a scam? Hell no. I've taken companies, recapitalized them, installed new management, changed the bloody name and utilized the little assets in place the previous incarnation had to raise more capital than a brand new startup looking for high-risk venture capital. Totally legit.But it's an area of potentially very high rewards countered by very high-risk and only seasoned vets should be playing it. BUT therein lies the issue - again recapitalization via the sale of equity, of shares, requires a liquid market. Hence a legitimate company will use many of the marketing techniques as long as they stay within SEC/FINRA regs and the law. Again Penny Stocks are not a game many are qualified to play in. But I can't tell any reasonable human being your risk is less investing in a Venture Startup - in fact your odds are actually worse depending on how you are looking at your investment.Caveat Emptor. That is Capitalism. Do your Due Dilligence well and know what the hell it is your investment strategy is in the first place and you can do well. There are a LOT of diamonds in the rough out there. But yes, there are absolutely similar scams going on. On a cost-per-investor-acquisition basis it's cheaper than ever before. BUT it all goes back in my mind to understanding what markets you are investing in before you even think about getting involved. Otherwise...plenty of victims to be made out there. Digital is more sophisticated. But that is a double-edged sword...a very professionally built website is inexpensive and eliminates even the need for a bullshit "storefront" for the scam artists to maintain. At the same time you get plugged into the right user forums, investor info sites, Twitter users etc and you find out faster which our scams and what aren't. Everything moves faster - again a double-edged sword. A word to anyone thinking this is a fabu career move....it isn't. Constantly changing company names, officer names, states or countries of incorporation, etc etc...all faster now and indeed more transparency going both ways. Plenty of ways to stay borderline in that area of the market (OTC) by working on capitalizing companies with the ability to create real value. In the end your reputation stays intact and you can bat a better average than a LOT of early-stage Venture Startup investors.Hope this makes sense, 4AM and am heading to bed, feel free to hit me up with any questions or comments....
What are the features of a stock market?
4 main features of stock exchange are as follows:1. Organised Market - Every stock exchange has a management committee, which has all the rights related to management and control of exchange. All the transactions taking place in the stock exchange are done as per the prescribed procedure under the guidance of the management committee.2. Dealings in Securities Issued by Various Concerns - Only those securities are traded in the stock exchange which is listed there. After fulfilling certain terms and conditions, security gets listed on the stock exchange.3. Dealing only through Authorised Members - Investors can sell and purchase securities in stock exchange only through the authorised members. Stock exchange is a specified market place where only the authorised members can go. Investor has to take their help to sell and purchase.4.Necessary to Obey the Rules and Bye-laws - While transacting in Stock Exchange, it is necessary to obey the rules and bye-laws determined by the Stock Exchange.
How can a private company go public?
Basically there are 4 ways to go public. These all seek a single goal, “free trading shares”. Shares issued, by any company, even a mom and pop, are deemed restricted. Restricted means that the shares can only be sold under certain circumstances. Free trading means that the shares are just that, freely tradable. Put another way, the holder of the shares is able to solicit their sale through “general solicitation”, meaning to the public at large. There are basically 2 ways for a shares to become free trading. 1) Register the shares. There are several forms for registering shares, S-1, S-3, and S-8 are the most common. However, for going public, S-1 the only relevant one. 2) an exemption or safe harbor from registration. The 2 most common examples are Rule 144, which requires, among other things, the shares to be held for a minimum of 6 months, and shares issued pursuant to a bankruptcy. Once free trading shares are created, you can then apply for a symbol. This process is generally called a 15c211 application, which is submitted to FINRA, tho pseudo-governmental body that governs markets and the financial industry. Although not written in stone, it is the standard that a company have at least 35 shareholders to make a valid market. These shares cannot be heavily concentrated. For example, you couldn’t have 134 shares where one person owns 100 shares and 34 people own one share each. The reason is that the shares must be held in a manner that will create a viable market. Once you have a symbol, you are off to the races, with all kinds of exceptions.Below are the four ways to “go public.” There are many rules and regulations involved here, so I will just hit the bullet points.Traditional IPO. This method utilizes Form S-1. This can go several ways, but the first breakdown is underwritten or self-underwritten. Unwritten means an investor agrees to buy shares that are not purchased in the offering. Self-underwritten means basically there is no support. Sometimes called a “best-efforts” offering. Either way, a company “offers” their securities to the public once the Form S-1 is approved. Investors can then subscribe to the offering, purchasing shares per the terms of the offering, e.g. 1 share for $5.00. A variation on an IPO is to register existing shares. This could occur because an investor has “registration rights” or the shareholders determine it is time go public. Here no shares are being offered by the company, but the shares being registered may be sold publicly. A Form S-1 can accommodate hybrids of these and can also register other instruments in the hands of investors. For example, an equity line of credit can be registered, however, you cannot “go public” through equity line. Form S-1 requires 2 years of audited financials, audited by a third party PCAOB auditing firm, plus any stub periods.Reg A. This is an old regulation that has been updated and is the new big boy in town, particularly in crowdfunding circles. Technically, Reg A is an exemption and NOT a registration. The process is similar to a Form S-1. The result of a “qualification” is that the shares purchased from the offering are free trading. Reg A has 2 tiers, each with there own set of rules and limitation. For our purposes, we look at Tier 2. Here your offering is limited to $50m in a 12 month period. Like an S-1, you need 2 years of audited financials, but the auditor need not be PCAOB certified.Reverse merger. Although mostly popular is the infamous pump and dump, micro cap world, a reverse merger is a very viable concept. Berkshire Hathaway went public in the 80s via a reverse merger. The basic concept is that the private company mergers into an existing public entity. As a result, the private company’s management and shareholders become the management and shareholders of the public entity. The shareholders of the public company either are diluted by the merger itself or they sell to the shareholders of the private company or some other variation. Reverse mergers are popular because they are the fastest way to go public. Because of this, there is an ever existing market for buying what are called “shells”. Shells can sell for as much as $500k for a microcap to as much as $5m for a NASDAQ or similarly listed company. In these transactions, the controlling interest of the public company is purchased directly from the holder prior to completing the merger. This is the preferred method of the sellers, because they don’t want to be invested in the private company that they don’ t know anything about. Because it is the fastest way to go public, it is also the most ripe for fraud and other securities regulation issues. Also, companies that have been public for sometime may also have some big skeletons, e.g. unsavory shareholders, toxic debt, regulatory nicks. What seems like a short cut can quickly become a very long and arduous ordeal. That being said, reverse mergers are still a very viable option. (A little sidenote. There are companies going public under Rule 419 which is structure explicitly for companies seeking private acquisition targets. However, the rules are burdensome and very few are used unless they qualify as a true “Special Purpose Acquisition Company” or SPAC.)The last option is the most clever and rarely used. As I said in the beginning, shares become free trading either by registration or an exemption from registration. Form S-1 is registration. Form 1-A (Reg A) is an exemption. The reverse merger takes advantage of the fact that the target is already a public company. The fourth option relies solely on rule based constructs for exemptions and safe harbor. Though there are many exemptions, the most known is Rule 144. Rule 144 is designed to prevent companies from just dumping their stock into the market. It has many prongs and test, but it boils down to holding the shares for a sufficient amount of time to ensure that the company is being devious in its share issuances. So, you have a private company, it has always been in operation with assets sufficient for those operations (a requirement). You have at least 35 shareholders AND those shareholders have held their shares for at least 12 months, you may go directly to FINRA and apply for a symbol. This is kind of under the radar version of going public. Little fan fare. No public documents until the symbol is issued.Now a little note on being “public”. Being public basically means that your shares are trade on a national exchange. The ones most people know are NASDAQ, the DOW, or the NYSE. There are other exchanges, however. Traditionally called bulletin board or over the counter exchanges it is the land of mid and micro cap companies. Currently, there are three major exchanges in the lower tiers, all run by OTC Markets. OTCPink, OTCQB, and OTCQX. These markets are usually referred to as “penny stock exchanges” because the price per share often qualify as a “penny stock” as defined by the SEC (anything under $5 is a solid one line definition). Though some really solid companies, Nintendo for example, have their stocks traded in these exchanges, there are also many very poor companies. These markets are incredibly volatile and unpredictable. Ever seen Wolf of Wall Street? This is where he made his money. This is where terms like boiler rooms, pump and dump, and market manipulation tend to roost. Don’t get me wrong. There is plenty of fraud and market manipulation on the higher exchanges, and probably more dangerous given the size of the trades, but the markets are more stable. The prices are more directly in line with the fundamentals of the company’s financials. All that said, it is also cheaper to be on the lower tier exchanges. And simply being there is not a bad thing. Like I said, there are some really good companies trading on these exchanges.That’s about as brief as I can be. I hope that helps. And I apologize for any typos or misspellings.;"";""