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Finra snapshot Form: What You Should Know
Form BR is generally prepared by a registered investment adviser firm with FINRA who maintains a database of all registered broker-dealers and investment advisers). The 2018 Web BR Industry Snapshot is for each of the four (4) industry sectors of investment financial services: Broker-Dealer & Insurance Broker-Dealer Offices ; Mutual Fund Industry Offices ; Securities Industry Offices; and Investment Management Offices. How to access the Data The 2023 Web BR Industry Snapshot is located under the Business Information Access Module (BIAM) menu at FINRA.org, or from: Directions to FINRA.org: FINRA.org / Site Navigation / Business Information Access / Index Viewing Tools / BIAM Main Menu > Business Information Access Module For questions or concerns regarding the data contained in the Web BR Industry Snapshot report, you may contact the FINRA.org Data Query Tool at: FINRA.org/datasequeries NOTE: Please note our data has changed since the last publication.
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