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Otcbb securities trading rules td ameritrade Form: What You Should Know

ETFs trade without stop orders, which may be activated automatically upon the market open. TD Ameliorate has implemented restrictions to require a trade executed by the customer before a stop order can be triggered; this restriction may be waived through the use of a trade execution software platform. For instance, trading by some of these platforms may be restricted to specific trading areas, markets or in a specific market/currency, and only then with a stop order. TD Ameliorate's trading restrictions can be found in the TD Ameliorate Securities Trading Rules-TDA at sec.tdameliorate.com. Please contact Customer Service to request this waiver. Trading Restrictions on ETFs and OTC Bldg. (OSX) TD Ameliorate has placed restrictions on certain ETF and OTC securities, including over-the-counter (OTC) securities traded on an OTC bulletin board or exchange (“Bldg.”); these requirements apply in the event of any trades executed before a stop order with respect to these securities may be triggered. TD Ameliorate Securities Trading Rules-TDA 0228 — TD Ameliorate For more information, log in to your account and go to Trade > Stocks & ETFs, then click the link to LTD Ameliorate Securities Trading Rules.” Mutual Funds. TD  The following ETFs and OTC securities are available at TD Ameliorate as of the date of this release. ETFs, as well as OTC securities, are subject to the Trading Restrictions under the TD Ameliorate securities rules. These rules remain in effect as of the date of this release. TD Ameliorate Securities Rules -TDA 0228 — TD Ameliorate For more information, log in to your account and go to Trade > Stocks and ETFs, then click the link to LTD Ameliorate Securities Trading Rules.” Mutual Funds. TD Market Data The above information is as accurate as possible, but no representation or warranty, express or implied, is made about the accuracy or completeness of any material information contained on the website of TD Ameliorate.

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