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Finra otcbb Form: What You Should Know

LY, and .us domain names. Note: If your organization has had an investment or trading history on the OTC between October 25, 2021, and November 8, 2021, please contact FINRA's Customer Service Department at, or. FINRA News Letter — Notice that FCA may add OTC market for securities. Jun 28, 2024 — In a letter sent to the Commission, FCA indicated that, as of November 8, 2018, it will add the OTC market for a security to its definition of 'market': “In other words, once FCA adds the OTC market to the definition, an investment may be held through the OTC market without the exchange having been a “marketplace.'” (FTC Notice) July 24, 2024 — On July 24, 2018, the OTC Trading System was approved for listing and filing on the NASDAQ Exchange under the trading symbol “OTC.” (FTC Report) OTC Markets Update — Market Update Sep 18, 2024 — The OTC markets for securities were approved by NYSE and NASDAQ on September 13, 2018. You can access an OTC markets trading update here (NASDAQ) or (NYSE) Oct 29, 2024 — The OTC Markets are available in NYSE, NASDAQ, and BATS markets for trading today, December 15, 2018. There is no listing for the OTC market in our OT CDB. OTC Markets Database — OTC markets and OT CDB data A listing is available for the OTC Markets on NASDAQ. New Markets Database in OT CDB — New Markets Database in OT CDB provides the latest data on OTC Markets and OTC and contains all OTC markets and OT CDB entries that were updated in the past 48 hours (since 10/6/2018) and all entries that would be amended or deleted in the next 24 months; however, it excludes all entries that were created in the past 10 years until the latest data in its database is included in the OTC Markets Database. You can view current OTC markets on NASDAQ here. OT CDB has the following features: Market Date — The market date is the date the OTC markets for securities were opened and closed. Type — This field is used to help identify the class of securities that is being traded.

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